Our client is seeking a Compliance Analyst to join their team.
In this role, you will provide support to senior members of the Channel Islands Compliance team.
Responsibilities:
- Monitor adherence to regulations, policies, and controls
- Complete compliance monitoring/validation testing
- Notify management of issues and make recommendations
- Research, draft, and refine compliance monitoring test criteria
- Support the Compliance Officer, Money Laundering Compliance Officer, and Risk team
- Prepare documentation related to queries from regulatory agencies
- Assist in producing timely reporting for Committees and Board(s)
- Review compliance onboarding practices and documentation
- Communicate compliance and risk management requirements to clients
- Identify data quality issues and recommend solutions
- Take ownership of specific tasks as delegated
- Review sanctions and related enforcement alerts
Requirements:
- 0-5 years’ relevant experience.
- Excellent communication skills, both verbal and written.
- Ability work to independently.
- Ability to operate effectively in a multi-disciplinary team and deliver high-quality work.
- Ability to multi-task and work to deadlines.
For more information on this role please contact Stu on 707816 or email your CV to jobs@excel-recruitment.com