Our client is seeking a Compliance Monitoring Administrator to join their team.
Principal Responsibilities
- Carry out testing as required within the CMP in accordance with the CMP schedule, documenting all findings within the test sheets, for review by the CMP Manager, for client entities;
- Provide input into future improvements to the relevant CMPs, based on the testing conducted and observations made;
- Assist with the timely clearance of CMP findings, by proactively liaising with the business teams regarding actions to be taken;
- Assist with the preparation of compliance related management information and reports;
- Consider or suggest ways of improving internal procedures and practices encountered whilst performing the CMP testing;
- Provide back up support and assistance to other members of the Compliance team as and when appropriate;
Competencies & skills required
- Professionalism, dependability, integrity and trustworthiness combined with cooperative attitude;
- Possess a relevant professional qualification or be willing to study;
- Strong organisational skills with excellent attention to detail;
- Be self-motivated, adaptable and flexible in approach to the work;
- Minimum 5 years financial services industry experience;
- A team player and confident in dealings with others; and
- Demonstrable collaborative approach in order to assist in the implementation, maintenance and support of a compliance focused culture within the Company.
For more information, please contact Jamie on 707812 or email your CV to jobs@excel-recruitment.com