Senior Compliance Administrator

Our client is seeking a Senior Compliance Administrator to join their team. 

Principal Responsibilities

  • Assist with the review of potential new clients, including reviewing new business take-on forms, client due diligence profiles, risk assessments, client identification documents and other documentation as appropriate;
  • Analyse and process compliance related forms;
  • Assist with the maintenance of compliance files, registers, monitoring spreadsheets and/or databases;
  • Attend internal / relevant meetings, as required;
  • Assist with the preparation of compliance related management information and reports;
  • Consider or suggest ways of improving internal procedures and practices encountered whilst performing principal responsibilities and assist with their implementation;

Competencies

  • Possess a relevant professional compliance qualification;
  • Minimum of 5 years’ financial services industry experience in a Trust, Funds and Company compliance environment;
  • Have a good understanding of anti-money laundering and client due diligence requirements for financial service business and its Clients;
  • Be methodical and have excellent attention to detail;
  • Be self-motivated, adaptable and flexible in approach to the work;

For more information, please contact Jamie on 707812 or email your CV to jobs@excel-recruitment.com

Type: 
Permanent
Discipline: 
Compliance
Job Posted: 
Thu, 12 Sep 2024
Closing Date: 
Wed, 11 Dec 2024
Reference: 
12188

Share this job

Cookies on this website
We need to ensure that we give you the best experience on our website. If you wish you can restrict or block cookies by changing your browser setting. If you continue without changing your settings, we'll assume that you are happy to receive all cookies on this website.