Assistant AML Manager- Funds

Our client is seeking an AML Assistant Manager to join their team. 

Summary of Responsibilities:

 To work closely with the Head of Compliance and AML /CFT/PF Manager in delivering a robust AML/CFT programme and a portfolio of regulated client entities. The core duties of the role will include:

  • To handle client onboarding relationships effectively & autonomously through the management of AML processes including due diligence on new and existing investors (CDD reviews), interpreting complex structures, and assisting with Client reviews. 
  • Be responsible for executing background checks and searches/client profiling, carrying out ad-hoc World checks and Open-Source searches as requested. 
  • Managing junior members of the team and ongoing analysis of duties undertaken 
  • Provision of support and guidance to staff, and clients, on applicable regulatory and AML issues and business-related AML queries. 
  • Ongoing analysis of the effectiveness and adequacy of AML solutions provided, assisting with the identification of failures and to identify causes and remedial actions. 
  • Assist with the maintenance and updates to AML Compliance & Risk Registers (including Issues, and Politically Exposed Persons/High profile clients) ensuring events are recorded, monitored, and reported to Senior Management where necessary; and 
  • Any other reasonable duties that may be assigned.

For more information, please contact Jamie on 707812 or email your CV to jobs@excel-recruitment.com

Type: 
Permanent
Discipline: 
KYC/CDD/AML/Onboarding
Job Posted: 
Mon, 18 Mar 2024
Closing Date: 
Sun, 16 Jun 2024
Reference: 
11873

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