Our Client is seeking an Assistant Manager, Governance, to join their team.

Key Responsibilities:

• Support senior staff in the efficient and effective functioning of the team
• Liaise closely across the business to ensure regulatory compliance and continuous improvement, to ensure effective service delivery
• Assume ownership, responsibility, and accountability for AML/CFT/CPF and Compliance elements of the services provided
• Conduct compliance testing and prepare the required periodic compliance reports
• Manage and maintain Client and Investor Due Diligence (CDD)
• Oversee the client periodic review process and monitor external audit points
• Develop and maintain systems and controls
• Deliver a proactive client service while effectively managing operational and fiduciary risks

Key Requirements:

• Recognised Professional Qualification - e.g. Accountancy, Chartered Secretary, STEP, Banking, Securities, Compliance or other relevant Table 5 qualification (working towards Table 5) along with relevant experience in AML/CFT/CPF and Financial Regulation
• 3 years' relevant finance industry experience working within an offshore financial services organisation, with a good understanding of all areas of client administration and fiduciary services
• A good knowledge and understanding of the local finance industry, legislation and regulatory requirements

For more information, please contact Stu on 01534 707816 or email your CV to jobs@excel-recruitment.com