Exciting new opportunity for an Associate Director, Compliance!

This role holds significant responsibility for the prevention, detection, and reporting of financial crime risks across the Jersey regulated and supervised client structures. As Associate Director – Compliance, you will ensure that the compliance and financial crime prevention controls for the Jersey business's regulated and supervised client structures, meets all applicable legal, regulatory, and internal standards. You will hold Key Person roles (CO, MLCO, MLRO) for regulated and/or supervised client entities and play a pivotal leadership role in the oversight of client compliance matters, specifically across a range of entity types such as managed trust companies and managed fund entities, regulated funds, and Jersey Private Funds (JPFs). This includes advising stakeholders on regulatory expectations, coordinating compliance programmes, and supporting ongoing engagement with the Jersey Financial Services Commission (JFSC).

Requirements:

• Minimum of 10 years’ experience in Compliance, or relevant experience within fiduciary/funds environments.
• To hold or be actively studying towards a recognised compliance qualification (e.g. ICA).
• Sound understanding of Jersey’s AML/CFT/CPF regime and regulatory environment, including JFSC Codes of Practice.
• Experience in the holding of Key Person roles in regulated and supervised entities, ideally in a multi-entity environment including managed trust companies and MoME arrangements.
• Ability to effectively manage regulatory relationships and prepare entity-specific risk assessments and compliance deliverables.

For more information, please contact Ben Le Feuvre on 01534 707811 or email your CV to jobs@excel-recruitment.com