New opportunity for an Associate Director, Compliance!

The primary role is to act as CO, MLCO and MLRO for client fund entities, ensuring they adhere to regulatory codes and legislation, reporting to fund boards of directors on a quarterly basis and providing advisory services on regulatory and compliance matters to boards, deal teams, administration teams and clients.

The job holder will be responsible for managing a team of 2 direct reports in the Jersey office and also for providing technical support and guidance to the Guernsey based Fund Compliance Officer.

Requirements: 

• Proven track record in a financial service managerial role, previous experience of acting as a Key Person (preferred)
• 5+ years compliance experience
• Appropriate qualification in order to receive no objection from the JFSC when applying for the CO/MLCO/MLRO roles (e.g. ICA Diploma)
• Comprehensive knowledge of Jersey fund laws and regulations.
• Knowledge of Private Equity structures and Recognized Funds.

For more information, please contact Ben Le Feuvre on 01534 707811 or email your CV to jobs@excel-recruitment.com