Our client are seeking a Client Compliance Officer to join their team.

​​Reporting to the Head of Compliance, you will act as the designated Key Person for a portfolio of Client Regulated entities and as Money Laundering Reporting officer and will be responsible for overall compliance and oversight of Client entities which are either Regulated and/or Supervised. You will have line management responsibility for Senior Client Compliance Administrator who will provide support.                                              

Your focus​

• Review and approve compliance reports including associated documents such as risk assessments, procedure manuals and compliance monitoring plans
• Attend board meetings to present reports and other relevant compliance documents, as required
• Act as key contact with the Jersey Financial Services Commission and the Joint Financial Crime Unit
• Develop and maintain procedures, systems, and controls to ensure Regulated and Supervised entities remain compliant with relevant Laws and Regulations
• Responsible for the preparation and timely delivery of compliance reports and other compliance documents required for Client Entities administered
• Ensure all relevant registers and trackers are up to date
• Provide guidance, advice, training and support to the business on Client Compliance matters

Your experience​

• Hold a Table 4 qualification in Compliance, AML/CFT/CPF or similar
• Comprehensive knowledge of AML/CFT/CPF regulation and Codes of Practices relevant to Funds
• Handles conflict with discretion and confidentiality 
• Ability to demonstrate excellent communication skills providing clear director and attentive listening
• Excellent decision making skills being able to make high quality decisions in a timely manner that propels the organisation forward

For more information, please contact Jamie on 707812 or email your CV to jobs@excel-recruitment.com