Our Client has an opening for a Compliance professional 

In your role as Compliance Manager, you will work with the team in delivering the compliance monitoring program as well as in the assessment of compliance risks.

Your responsibilities will include:

• Monitoring for changes to relevant legislation, codes of practice, or regulatory best practice guidance;
• Monitoring compliance with and testing the effectiveness of local policies and procedures and preparing compliance reports;
• Assisting with the maintenance of various registers and monitoring trends, including breaches, errors, and declined business;
• Overseeing visits by third-party stakeholders including assisting with regulatory examinations;
• Contributing to the annual business planning process by assisting in developing and agreeing on a compliance monitoring program that meets the needs of the business and addresses any areas specifically highlighted for compliance monitoring;
• Supporting wider business projects from a Compliance perspective to ensure that regulatory and legal aspects are considered and implemented and to communicate the same within the Compliance team;

Requirements:

• You will hold a relevant compliance-related qualification;
• You will have experience working within a compliance function.

For more information on this role please contact Jamie on 707812 or email your CV to jobs@excel-recruitment.com