Compliance Manager

Our Client is seeking a seasoned Compliance Manager to join their business.

In this role, you will provide management assistance in delivering a successful, effective Compliance function, ensuring that all relevant entities comply with the relevant laws, applicable codes of practice and internal policies and procedures. 

Key responsibilities:

  • Act as Money Laundering Reporting Officer (MLRO) for Group entities.
  • Act as Money Laundering Compliance Officer (MLCO) for Group entities.
  • Liaise with Jersey Financial Services Commission as and when required.
  • Liaise with business teams in relation to AML and CFT and regulatory compliance regulations, internal procedures, and controls.
  • Design, amend, and test the relevant AML / CFT systems and controls (including policies and procedures) and their effectiveness to ensure that AML / CFT Codes of Practice are being complied with.
  • Prepare appropriate and informative MLRO and MLCO (and CO reports if required) related management information and reports and be able to present these at Board meetings.
  • To be a management point of contact to ensure adherence to all applicable regulatory laws, regulations, policies, and procedures.
  • Design, amend, and update, as required the relevant regulatory systems and controls and policies, and procedures for the business.
  • Review compliance monitoring programmes and testing, presenting findings and recommendations as appropriate.
  • Assist employees with queries that may arise on regulatory compliance matters.

As the ideal candidate, you will have a minimum of 10 years financial services industry experience and will hold a relevant professional qualification (eg ICA Diploma in Compliance/AML or equivalent).

For more information on this role please contact Jamie on 707812 or email your CV to jobs@excel-recruitment.com

Benefits: 
Compliance Manager
Type: 
Permanent
Discipline: 
Compliance
Job Posted: 
Tue, 09 Jul 2024
Closing Date: 
Mon, 07 Oct 2024
Reference: 
12069

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