Our client is seeking an experienced Manager to join its Compliance team. 

In this role, you will assist the Compliance team in ensuring that the Guernsey-based business complies with applicable laws, regulations, supervisory requirements, internal policies, and procedures through internal controls and actions. 

Responsibilities:

• Support the Compliance Monitoring Program.
• Manage relevant Compliance registers.
• Liaise with business units on ongoing compliance issues and action points.
• Assist with responses to Breaches, Errors, and Complaints.
• Review high-risk files/issues.
• Contribute to the drafting of Compliance policies and procedures.

Requirements:

• Previous compliance experience as a Manager or Assistant Manager.
• Prior relevant experience in regulated finance or professional services.
• Have a solid understanding of the business and applicable regulations.
• Professional qualifications such as ICA Diploma, STEP, ICSA, or similar would be desirable, although candidates qualified by experience will also be considered.

For more information on this role, please contact Ben on (01534) 707811 or email your CV to jobs@excel-recruitment.com