Our client is seeking a Governance professional to join their team.

The successful candidate will:

• Support the Director and wider team to improve and maintain the services provided and to safeguard customer relations by ensuring that all transactions are undertaken efficiently.
• Act as a subject matter expert in the field of Compliance and AML.
• Liaise with clients, investors, investment advisers, investment managers, custodians, legal advisers, external auditors and other relevant parties to ensure the administration of the funds in accordance with regulatory, contractual and legal obligations for a varied and exciting portfolio.
• Assist the Directors with the establishment of new clients.
• Carry out the functions of risk management with emphasis on ensuring that the business operates within all required legislation and regulation; with responsibility including but not limited to FATCA, CRS, GDPR, Economic Substance and other governance responsibilities.
• Undertake Review of due diligence files, periodic reviews, and review compliance reporting.
• Hold a Table 4 qualification (such as an ICA Diploma).
• Have a minimum of 5 years relevant experience/experience acting in the capacity of a Key Person, although key person responsibilities are not required for this role.
• Act as an ‘A’ signatory.

For more information, please contact Stu on 707816 or email your CV to jobs@excel-recruitment.com.