Senior Manager, Regulatory Compliance

Exciting new opening for a Senior Manager to drive Regulatory Compliance!

Our client is seeking a Compliance professional to come in and support their Compliance Officer in the development and execution of a comprehensive compliance monitoring programme.

The successful candidate will provide accurate and well-presented Compliance Reports and assist with the development and promotion of the compliance strategy and processes within the organisation. Acting as Line Manager, they will oversee colleague activities and workloads to ensure good quality monitoring is conducted and accurate reports are issued to the Boards in a timely manner.


  • Applicants will hold a Table 4 qualification
  • Have at least 8 years' relevant finance industry experience with 5 years within the compliance environment
  • strong people management skills

For more information, please contact Ben on 01534 707811 or email your CV to

Job Posted: 
Fri, 02 Feb 2024
Closing Date: 
Thu, 02 May 2024

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